Under ERISA, a person may be thought of a fiduciary if they offer investment advice for a payment or other compensation, whether or not the compensation is direct or indirect. This consists of advice given in relation to 401 and different employer-backed benefit packages. There can be necessities for understanding the nature of the investment […]Read More

Under ERISA, a person may be thought of a fiduciary if they offer investment advice for a payment or other compensation, whether or not the compensation is direct or indirect. This consists of advice given in relation to 401 and different employer-backed benefit packages. There can be necessities for understanding the nature of the investment advice being provided and how it pertains to the shopper...

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